Regulatory Affairs Director Resume Examples & Tips for 2025

The Regulatory Affairs Director is responsible for developing and executing regulatory compliance strategies, managing relationships with financial regulatory bodies, and ensuring the organization maintains compliance with all applicable laws, regulations, and industry standards. This senior leadership role requires a deep understanding of financial regulations (including SEC, FINRA, and international regulatory frameworks), 10+ years of regulatory compliance experience in financial services, and advanced degree in Finance, Law, or related field, along with exceptional analytical, communication, and leadership abilities. The position is critical in protecting the organization from regulatory risks while enabling business growth through sound compliance frameworks and serves as the primary liaison between regulatory authorities and senior management.